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Stock Broker Liability Practice Group
Goldberg Segalla attorneys have represented broker-dealers and registered representatives in the defense of securities-related claims, alleging unsuitable investment recommendations, improper sales practices, negligent supervision, blue sky violations, churning, breach of fiduciary duty and breach of contract. We have represented these parties in arbitrations before the National Association of Securities Dealers, now known as the Financial Industry Regulatory Authority (FINRA).
For more information about the stock broker liability practice at Goldberg Segalla LLP, please contact:
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